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Regulation

Argonaut's operating divisions are regulated by the Australian Securities and Investment Commission.

Argonaut Securities is a Trading Participant of the Australian Securities Exchange (ASX) and is bound by the ASX Market Rules.

Division	Activity	AFSL
Argonaut Capital	Corporate Advisory	221476
Argonaut Securities	Stockbroking & Research	274099
Argonaut Funds Management	Funds Management	224815
Argonaut Equity Partners	Principal Investment	221476*
*AEP is a Corporate Representative of Argonaut Capital